Frequently Asked Questions

What is the ticker symbol for Pzena Class A common stock?

PZN

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What exchange does Pzena Class A common stock trade on?

Pzena Investment Management, Inc. Class A common stock trades on the New York Stock Exchange.

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What is the CUSIP number of Pzena Class A common stock?

74731Q103

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When was Pzena founded?

Pzena was incorporated in Delaware on May 8, 2007. Pzena Investment Management LLC, the operating company, was established in 1995 and is a registered investment advisor.

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When did Pzena become a public company?

Pzena Investment Management, Inc. commenced trading on the New York Stock Exchange on October 25, 2007

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When is Pzena’s fiscal year-end?

December 31st

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Who is Pzena’s transfer agent and how do I contact them?

The transfer agent is American Stock Transfer & Trust Company. You can contact them at:

American Stock Transfer & Trust Company
Operations Center
6201 15th Avenue
Brooklyn, NY 11230
Tel (800) 937-5449
Corporate Website: http://www.amstock.com

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Who is Pzena’s independent auditor?

Pzena's independent auditor is PwC.

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Does Pzena have a dividend reinvestment program or other direct means of purchasing its Class A common stock?

Pzena does not offer a dividend reinvestment program or a direct stock purchase program.

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How do I purchase additional Class A common stock of Pzena?

You can purchase Pzena Class A common stock at any time through a registered brokerage firm.

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Whom should I contact if I wish to change my address or transfer my shares?

Please contact the transfer agent:

American Stock Transfer & Trust Company
Operations Center
6201 15th Avenue
Brooklyn, NY 11230
Tel (800) 937-5449
Corporate Website: http://www.amstock.com

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Whom should I contact if I need other information as a Pzena stockholder?

Please contact the corporate secretary:

Joan F. Berger
Corporate Secretary
Pzena Investment Management LLC
320 Park Avenue, 8th Floor
New York, NY 10022
Telephone: 212-583-1291
E-mail: corporatesecretary@pzena.com

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Whom should I contact if I have questions involving financial information about Pzena?

Jessica Doran
Chief Financial Officer
Pzena Investment Management, LLC
320 Park Avenue, 8th Floor
New York, NY 10022
Telephone: (212) 583-1304

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How may I obtain information about Pzena’s latest financial results?

Access to all filings made by Pzena with the Securities and Exchange Commission can be found on the following page of this website: SEC Filings

What is the ticker symbol for Pzena Class A common stock?

What exchange does Pzena Class A common stock trade on?

What is the CUSIP number of Pzena Class A common stock?

When was Pzena founded?

When did Pzena become a public company?

When is Pzena’s fiscal year-end?

Who is Pzena’s transfer agent and how do I contact them?

Who is Pzena’s independent auditor?

Does Pzena have a dividend reinvestment program or other direct means of purchasing its Class A common stock?

How do I purchase additional Class A common stock of Pzena?

Whom should I contact if I wish to change my address or transfer my shares?

Whom should I contact if I need other information as a Pzena stockholder?

Whom should I contact if I have questions involving financial information about Pzena?

How may I obtain information about Pzena’s latest financial results?

How can I obtain Pzena’s 10-K or 10-Q report?

How can I obtain a copy of Pzena’s Annual Report?

Do you have a question that has not been answered above?