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Pzena Investment Management
Frequently Asked Questions

What is the ticker symbol for Pzena Class A common stock? What exchange does Pzena Class A common stock trade on? What is the CUSIP number of Pzena Class A common stock? When was Pzena founded? When did Pzena become a public company? When is Pzena’s fiscal year-end? Who is Pzena’s transfer agent and how do I contact them? Who is Pzena’s independent auditor? Does Pzena have a dividend reinvestment program or other direct means of purchasing its Class A common stock? How do I purchase additional Class A common stock of Pzena? Whom should I contact if I wish to change my address or transfer my shares? Whom should I contact if I need other information as a Pzena stockholder? Whom should I contact if I have questions involving financial information about Pzena? How may I obtain information about Pzena’s latest financial results? How can I obtain Pzena’s 10-K or 10-Q report? How can I obtain a copy of Pzena’s Annual Report? Do you have a question that has not been answered above?

What is the ticker symbol for Pzena Class A common stock?

PZN
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What exchange does Pzena Class A common stock trade on?

Pzena Investment Management, Inc. Class A common stock trades on the New York Stock Exchange.

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What is the CUSIP number of Pzena Class A common stock?

74731Q103

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When was Pzena founded?

Pzena was incorporated in Delaware on May 8, 2007. Pzena Investment Management LLC, the operating company, was established in 1995 and is a registered investment advisor.
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When did Pzena become a public company?

Pzena Investment Management, Inc. commenced trading on the New York Stock Exchange on October 25, 2007
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When is Pzena’s fiscal year-end?

December 31st
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Who is Pzena’s transfer agent and how do I contact them?

The transfer agent is American Stock Transfer & Trust Company. You can contact them at:

American Stock Transfer & Trust Company
Operations Center
6201 15th Avenue
Brooklyn, NY 11230
Tel (800) 937-5449
Corporate Website: http://www.amstock.com


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Who is Pzena’s independent auditor?

Pzena's independent auditor is PwC.
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Does Pzena have a dividend reinvestment program or other direct means of purchasing its Class A common stock?

Pzena does not offer a dividend reinvestment program or a direct stock purchase program.
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How do I purchase additional Class A common stock of Pzena?

You can purchase Pzena Class A common stock at any time through a registered brokerage firm.
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Whom should I contact if I wish to change my address or transfer my shares?

Please contact the transfer agent:

American Stock Transfer & Trust Company
Operations Center
6201 15th Avenue
Brooklyn, NY 11230
Tel (800) 937-5449
Corporate Website: http://www.amstock.com


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Whom should I contact if I need other information as a Pzena stockholder?

Please contact the corporate secretary:

Joan F. Berger
Corporate Secretary
Pzena Investment Management LLC
320 Park Avenue, 8th Floor
New York, NY 10022
Telephone: 212-583-1291
E-mail: corporatesecretary@pzena.com


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Whom should I contact if I have questions involving financial information about Pzena?

Jessica Doran
Chief Financial Officer
Pzena Investment Management, LLC
320 Park Avenue, 8th Floor
New York, NY 10022
Telephone: (212) 583-1304


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How may I obtain information about Pzena’s latest financial results?

Access to all filings made by Pzena with the Securities and Exchange Commission can be found on the following page of this website: SEC Filings


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How can I obtain Pzena’s 10-K or 10-Q report?

Documents can be found on the following page of this website: 10-K/10-Q


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How can I obtain a copy of Pzena’s Annual Report?

You can access Pzena’s Annual Report through this website.


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Do you have a question that has not been answered above?

Please submit your question by filling out the form on the Contact Us page.


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